Posted in: Finance in Chelmsford | Posted: |
We have an exciting permanent opportunity working for our client who are a financial advising company based in Chelmsford. The opportunity working as a Compliance Officer is offered on a part time basis working Monday to Friday, 16-20 hours per week.
Duties for the Compliance Officer role:
You will have the opportunity to have overall responsibility for the day-to-day compliance of the business using SimplyBiz.
Responsible for updating compliance records, plans, the FCA register and maintaining compliance records.
Ensuring staff are informed of any new relevant regulations and updating staff in monthly team meetings.
You will also be responsible for co-ordinating compliance file checks with SimplyBiz and Financial advisers.
Responsible for Advisers by undertaking KPIs and Development action plans. Ensuring their CPD/SPS is up to date and signing off Compliance Remedial work advisers complete.
Charing Senior Management meetings.Requirements for the Compliance Officer role:
Knowledge of SMF16, Simplybiz, FCA.
Excellent communication skills
Keen to learn with the ability to work on own initiative and to deadlines.
Strong knowledge of Word and ExcelOur client is flexible on how the hours are worked each week and could possibly offer a Hybrid option.
If you have the relevant skills and experience required for this role, please apply with your CV attached via this website